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Finance and governanceCompany Compliance

Entity records, state filings, board governance and HR compliance reporting for US companies, on one calendar.

Company Compliance keeps the corporate records of US corporations, LLCs and nonprofits and the filing calendar that goes with them. It holds directors and officers, the cap table and stock ledger, board and stockholder meetings, minutes and written consents, and every state registration. One calendar lists state annual reports and franchise taxes, federal and state payroll tax returns and 1099s, and HR reports such as EEO-1 and the ACA forms, with owners, due dates and proof of filing.

Key capabilities

  • State annual reports and franchise taxes by state
  • Form 941, 940, W-2 and 1099 deadlines in one calendar
  • I-9 completion and reverification reminders
  • EEO-1 and ACA 1094-C and 1095-C data from People
  • Board and stockholder meetings, minutes and written consents
  • Cap table, stock ledger and option pools

Dashboard

Where the company stands today: what is overdue, what is due and what needs a director or officer.

  • Overdue filings and filings due in the next 30 days, by entity and state
  • Next board and stockholder meetings
  • I-9s due for completion or reverification, and licences expiring
  • Consents and sign-offs awaiting each director

Compliance calendar and filings

A calendar generated from each entity’s states, registrations and effective-dated rules, with status from due to filed.

  • State annual reports and franchise taxes for the state of formation and every foreign qualification
  • Federal payroll tax returns: Form 941 each quarter, Form 940, and W-2 and W-3 by January 31
  • State withholding returns and unemployment insurance wage reports
  • Forms 1099-NEC and 1099-MISC from vendor payments in Books
  • Owners, reminders and status from due to prepared, approved and filed, with the confirmation number and proof attached
  • List and month views, and an export of the year

Board and stockholder meetings

Board, committee and stockholder meetings from notice to signed minutes.

  • Notice periods checked against the bylaws you record
  • Agenda builder with standard items, draft resolutions and board papers
  • Attendance and quorum, in person or by video conference
  • Minutes drafted per item, circulated, signed and locked in a numbered minute book
  • Notices, agendas and minutes as PDF

Resolutions and written consents

Resolutions passed at meetings and unanimous written consents, with signatures collected in Documents.

  • Board resolutions, unanimous written consents and stockholder consents
  • Directors review and sign consents on web or mobile
  • Officer’s certificates and certified copies as PDF
  • Each resolution linked to the records it changes, such as an officer appointment or a stock issuance

Entity records

Each entity’s identity, registrations and people, kept current and effective-dated.

  • C corporations, S corporations, LLCs and nonprofit corporations
  • State of formation, EIN, fiscal year end and registered office
  • Registered agent for each state, with renewal dates
  • Foreign qualifications in every state where the entity does business
  • Parent, subsidiary and affiliate relationships in a group

Directors and officers

Every director’s and officer’s appointments over time, with terms and committee seats.

  • Appointment, resignation and removal history by title
  • Board committees and their members
  • Annual questionnaires and conflict-of-interest disclosures collected from directors
  • Directors and officers linked to People employees where they are staff

Cap table and stock ledger

The stock ledger is built from issuances and transfers, never typed.

  • Share classes and series with voting, liquidation and conversion terms
  • Issuances checked against authorized shares
  • Transfers and repurchases with board approval linked
  • Cap table by holder and class, issued and fully diluted, as on any date
  • Option pools with grants from People, and 409A valuation dates tracked

HR compliance reporting

The people data that US employers report on, prepared from People rather than collected again.

  • Form I-9 completion within three business days of the start date, with reverification reminders
  • EEO-1 Component 1 data by establishment, job category, sex and race or ethnicity
  • ACA Applicable Large Employer status and Forms 1094-C and 1095-C data
  • New-hire reports for each state
  • Required workplace posters and policy acknowledgements tracked per location

Licences and registrations

Every registration and licence the company holds, with renewal reminders before it lapses.

  • State withholding and unemployment insurance accounts, with this year’s SUI rate
  • Sales tax permits from Books
  • Business licences and professional licences by location
  • Validity, renewal lead time, documents and status

Collaboration and settings

Outside counsel and your CPA work in the same records.

  • Invite outside counsel or a read-only CPA, and revoke access
  • Threaded review notes on filings, meetings and records
  • Clients console across every company an advisor looks after
  • Reminders at 30, 15 and 7 days and a monthly digest
United States

Ready for US companies

Company Compliance follows the filing rules of each state where an entity is formed or qualified, and the federal deadlines every US employer has. Due dates are data with effective dates, so a change in a state’s rules is a new version, not a code change.

  • State annual reports and franchise taxes for corporations and LLCs
  • Form 941, Form 940, W-2 and W-3, and Forms 1099-NEC and 1099-MISC
  • State withholding and unemployment insurance filings
  • Form I-9, EEO-1 Component 1, and ACA Forms 1094-C and 1095-C
  • Board minutes and written consents signed through Documents
  • Group view across a parent and its subsidiaries
Mobile

Company Compliance on Android and iOS

Directors, officers and the corporate secretary use Company Compliance in the Ciyora app.

About the mobile apps

On the phone

  • Home with consents awaited, sign-offs, next meetings and filings due
  • Meetings with agenda, papers and minutes, and minutes signing for the chair
  • Written consents to read and sign with a comment
  • Filing calendar by month, with filings marked filed with the confirmation number
  • Cap table with holders, classes and the fully diluted view
Who uses it

Roles in Company Compliance

Every person signs in once. Roles decide what they see, and can be limited to a location, branch or other scope where the app supports it.

Compliance owner

Keeps entity records, directors and officers, the cap table, meetings, filings and licences.

Outside counsel

Prepares minutes and consents, leaves review notes and works across client companies.

Director

Reads papers and minutes, votes on circular resolutions, signs off filings and files disclosures.

CPA

Reads entity records, the cap table, payroll tax filings and the calendar, and leaves review notes.

See Company Compliance with your own processes

Company Compliance is available on its own or as part of Ciyora One, with every app for every employee.